Advantages of PAT-Technologies for Cycle development of Freeze Drying Processes
A presentation given by Georg Frinke at the PDA's Global PAT Conference on May 22, 2007. Please click here to download the complete presentation in a PDF format.
General data for cycle development
Investigation of product parameters
- Critical temperature of frozen product
- tCollapse / tGlass / tEutectic (Thermo-resistance, DSC)
- Effects freezing phase (thermal treatment)
- Vial Design / Stopper Design
- Product composition / filling volume
- Sorption Isotherm
- Required residual moisture for long-term storage
Time based Cycle Development
Statistic Crystallization
Development of freezing step
Estimation of freezing rate, freezing target temperature and hold time
There is no PAT-Tool available to control freezing of product (aseptic handling, product feedback, full batch)
Creating the recipe
- Estimation of required shelf temperature and chamber pressure for Primary Drying (PD)
- Estimation of required shelf temperature and chamber pressure for Secondary Drying (SD)
- Estimation of required cycle step duration
Comparison of 4 runs at PD
Reasons for deviations of Primary Drying time
- Manufacturing tolerances of vial format in connection with filling accuracy of whole filling system
- Variations of heat conductivity depending on vial surface at bottom
- Variations in Freezing
- Different environmental conditions of Freeze Dryer (FD) chamber
(indefinite conditions at machine area / Edge effect etc.)
- Variation of vial quality due to supplier (long term)
Variation of product composition (long term)
Schematic Sorption Isotherm
Time based Secondary Drying Step
Devices for external moisture evaluation
Sample Thief
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Karl-Fischer (KF)-Titrator
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Residual Moisture (KF) decrease during SD
Reasons for deviations of secondary drying time
- Impact of variations during Freezing Phase
- Indefinite Conditions at the end of Primary Drying
Conclusions
- Time based Cycle development allows robust cycles with sufficient reproducibility
- Time margins are always required, when pressure or shelf temperature is changed
- Time based developed Cycles do not need process feedback
- Variations in process conditions
- Recipe design always depends on the thermic & thermodynamic profile of the freeze dryer
- This impact needs to be considered for successful scale u
- Process results may vary due to deviations of input (Buffer ingredients)
Freeze Drying from PAT-Perspective
Basics of Freeze Drying for PAT
- Freeze Drying must be considered as a "multi-process" taking place in each vial in a variation range
- Freezing phase is mostly driven by statistic nucleation effects (Crystallization). Amorphous structure needs to be considered
- Ice temperature during sublimation depends on shelf temperature, chamber pressure and Freeze Dryer-design
- Desorption depends on product properties and previously accomplished cycle
Principles for Primary Drying (PD)
| Procedure |
Principle |
Result |
BTM*
product parameter |
Indirect calculation of TIce by Pressure Rise Analysis |
Direct control of temperature at sublimation front |
Gas Flow
process parameter |
Indirect calculation of sublimation rate by detecting vapor velocity |
Determination of end point of sublimation phase |
Gas Moisture
process parameter |
Direct measurement of partial vapor concentration |
Determination of end point of sublimation phase |
| *BTM: Barometric Temperature Measurement |
Principles for Secondary Drying (SD)
| Parameter |
Direct Control |
Indirect Control |
Device |
Residual Moisture
Product parameter |
Process Progress |
|
NIR Probe |
Desorption Rate
Process parameter
|
Process Progress |
Residual Moisture |
BTM, Gas Flow, Gas Moisture |
Parameters of Process & Product Feedback
- Ice temperature at sublimation front is the only direct product parameter, enabling full process control and full product protection ("True PAT")
- No time margin required
- Performance can be optimized in real time
- Measurement of Gas Velocity at the duct or Gas Moisture in the chamber determines the end points
Simplified temperature profile
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